Securities
As the regulatory climate for securities grows increasingly complex, Clausen Miller attorneys provide advice to clients in order that problems can be averted before they arise. Our seasoned counsel anticipate the unexpected, and lead clients through the myriad federal and state securities law issues that must be addressed efficiently.
Clausen Miller’s securities practice encompasses representation of issuers, investment bankers, and purchasers in public offerings and private placements of securities by U.S. and foreign firms. Clausen Miller regularly provides advice to corporate boards of directors and board committees on matters ranging from management buyout proposals to transaction affiliates. In addition, issuers and regional underwriters are represented in initial public offerings, and clients in underwritten high-yield debt offerings.
Clausen Miller has extensive litigation and trial experience in representing broker-dealers, registered representatives and investment advisors in lawsuits brought by investors. This expertise includes representation of clients before forums such as the National Association of Securities Dealers, New York Stock Exchange, and Federal and State courts throughout the United States. In addition to representing the interest of these security and financial professionals, Clausen Miller also represents clients in compliance and regulatory matters and has represented venture capitalists and placement agents in equity private placements and tender offer matters.
Clausen Miller P.C. can assemble and activate a team for any size transaction, and maintain focus on clients’ strategic, business, and financial goals.
