Biography

Harvey R. Herman is a Partner of Clausen Miller P.C. and he is a member of the Clausen Miller Business Practice Group. He specializes his practice in the handling and trial of complex litigation. Harvey has represented large corporations, insurance companies, closely held companies, corporate officers and directors, investment firms, banks, broker-dealers, financial representatives and large insurance companies. As part of his practice, he has both defended and prosecuted business and commercial-based claims on behalf of his clients.

Harvey has prosecuted and defended security based lawsuits in federal and state courts and before the Financial Industry Regulatory Authority (FINRA). Harvey has also represented Directors and Officers liability insurers and individual Directors and Officers in numerous liability based claims. Harvey has represented Third Party Administrators and Financial Firms in the defense of ERISA based claims concerning Welfare Benefit Plans. He has prosecuted a variety of large business based claims throughout the United States achieving multi-million dollar recoveries. These lawsuits involved the prosecution and recovery of business interruption losses, lost profits and property damage. Harvey has represented financial representatives and insurance producers with regard to financial products including life insurance policies, annuities, and securities. Harvey obtained a record seven figure dollar jury award in Douglas County, Kansas arising out of damages suffered by a plastics manufacturing plant.

Harvey has represented Directors & Officers (D&O) Liability Insurers in numerous claims arising out of D&O policies. This representation has included representation as coverage counsel, representation in Declaratory Judgment litigation and serving as monitoring counsel for the D&O Insurers. Harvey has also represented the Directors & Officers directly in defense of claims which have been brought against them. These claims have included defense of securities claims, class action litigation, derivative lawsuits and government/regulatory litigation.

Harvey’s trial work has been conducted throughout the United States. He has tried cases in both federal and state courts and he has conducted many arbitrations before the FINRA.

Harvey is an Arbitrator for the Financial Industry Regulatory Authority (FINRA). FINRA is the largest non-governmental regulator for securities firms doing business in the United States and was created through the consolidation of the National Association of Securities Dealers and the member regulation, enforcement and arbitration functions of the New York Stock Exchange. Harvey decides disputes between and among investors, securities firms and financial representatives.

Harvey is a member of the Federal Trial Bar, the State Bar of Illinois, the United States District Court for the Northern District of Illinois, the United States District Court for the Central District of Illinois, the Chicago Bar Association and the American Bar Association.

Harvey received his undergraduate degree from the University of Michigan. Harvey also received his law degree from the University of Michigan Law School.

• Chicago

  Illinois 60603

  10 South LaSalle Street

  Chicago, Illinois 60603

  T: 312.855.1010 TF: 800.826.3505 F: 312.606.7777 Office Managing Partner: Dennis D. Fitzpatrick

• New York

  New York 10005

  28 Liberty Street 39th Floor

  New York, New York 10005

  T: 212.805.3900 TF: 800.826.3505 F: 212.805.3939 Office Managing Partner: Carl M. Perri

• Mission Viejo

  California 92691

  27285 Las Ramblas

  Suite 200

  Mission Viejo, California 92691

  T: 949.260.3100 TF: 800.826.3505 F: 949.260.3190 Office Managing Partner: Ian R. Feldman

• Florham Park

  New Jersey 07932

  100 Campus Drive

  Florham Park, New Jersey 07932

  T: 973.410.4130 TF: 800.826.3505 F: 973.410.4169 Office Managing Partner: Carl M. Perri

• Michigan City

  Indiana 46360

  200 Commerce Square

  Michigan City, Indiana 46360

  T: 219.262.6106 TF: 800.826.3505 F: 312.606.7777 Office Managing Partners: Paige M. Neel, Kimbley A. Kearney

• Appleton

  Wisconsin 54914

  4650 W. Spencer Street

  Appleton, Wisconsin 54914

  T: 920.560.4658 TF: 800.826.3505 F: 920.968.4650 Office Managing Partner:

• Stamford

  Connecticut 06902

  68 Southfield Avenue

  2 Stamford Landing Suite 100

  Stamford, Connecticut 06902

  T: 203.921.0303 TF: 800.826.3505 F: 212.805.3939 Office Managing Partner: Matthew J. Van Dusen

• Tampa

  Florida 33609

  4830 West Kennedy Boulevard, One Urban Center

  Suite 600

  Tampa, Florida 33609

  T: 813.509.2578 TF: 800.826.3505 F: 312.606.7777 Office Managing Partner: Dennis D. Fitzpatrick

• San Francisco

  California 94111

  100 Pine Street

  Suite 1250

  San Francisco, California 94111

  T: 415.287.2744 TF: 800.826.3505 F: 949.260.3190 Office Managing Partner: Ian R. Feldman

• Houston

  Texas 77019

  2929 Allen Parkway

  American General Center, Suite 200

  Houston, Texas 77019

  T: 346.229.4612 TF: 800.826.3505 F: 312.606.7777 Office Managing Partner: Ramy P. Elmasri

• Dallas

  Texas 75201

  325 N. Saint Paul Street

  Suite 3100

  Dallas, Texas 75201

  T: 469.942.8635 TF: 800.826.3505 F: 312.606.7777 Office Managing Partner: Ramy P. Elmasri

• Boca Raton

  Florida 33434

  7777 Glades Road

  Suite 405

  Boca Raton, Florida 33434

  T: 561.765.5305 TF: 800.826.3505 F: 312.606.7777 Office Managing Partner: Dennis D. Fitzpatrick